Broker-dealers and securities markets : a guide to the regulatory process /

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Bibliographic Details
Main Author: Jaffe, Sheldon M., 1934-
Format: Book
Language:English
Published: Colorado Springs : Shepard's, inc. of Colorado Springs, [1977]
Subjects:

MARC

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245 1 0 |a Broker-dealers and securities markets :  |b a guide to the regulatory process /  |c Sheldon M. Jaffe. 
264 1 |a Colorado Springs :  |b Shepard's, inc. of Colorado Springs,  |c [1977] 
264 4 |c ©1977 
300 |a xix, 438 pages :  |b forms ;  |c 24 cm 
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500 |a Kept up to date by pocket supplements. 
500 |a Pocket supplements published: Deerfield, IL: Clark Boardman Callaghan (1997- ). 
504 |a Includes bibliographical references and index. 
590 |a Loyola scanned 
650 0 |a Stockbrokers  |x Legal status, laws, etc.  |z United States.  |0 http://id.loc.gov/authorities/subjects/sh2008111446 
650 0 |a Stock exchanges  |x Law and legislation  |z United States.  |0 http://id.loc.gov/authorities/subjects/sh2008111451 
650 0 |a Securities  |z United States.  |0 http://id.loc.gov/authorities/subjects/sh2010111900 
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650 7 |a Stock exchanges.  |2 fast  |0 (OCoLC)fst01133564 
650 7 |a Securities.  |2 fast  |0 (OCoLC)fst01110743 
651 7 |a United States.  |2 fast  |0 (OCoLC)fst01204155 
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