Securities practice: federal & state enforcement.
Includes background on Securities and Exchange Commission (SEC) investigations and enforcement actions and provides a step-by-step approach for avoiding or responding to an SEC action.
Saved in:
| Main Authors: | , |
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| Format: | Electronic Website |
| Language: | English |
| Published: |
[St. Paul, Minn.] :
Thomson Reuters,
2010-
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| Subjects: | |
| Online Access: | Connect to this title via Westlaw Next (access restricted to current Law School faculty, students, and staff with a login and password supplied by Westlaw) |
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