Securities practice: federal & state enforcement.
Includes background on Securities and Exchange Commission (SEC) investigations and enforcement actions and provides a step-by-step approach for avoiding or responding to an SEC action.
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Main Authors: | , |
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Format: | Electronic Website |
Language: | English |
Published: |
[St. Paul, Minn.] :
Thomson Reuters,
2010-
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Subjects: | |
Online Access: | Connect to this title via Westlaw Next (access restricted to current Law School faculty, students, and staff with a login and password supplied by Westlaw) |
Summary: | Includes background on Securities and Exchange Commission (SEC) investigations and enforcement actions and provides a step-by-step approach for avoiding or responding to an SEC action. |
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Item Description: | Database includes most recent edition only. Authors: Marc I. Steinberg and Ralph C. Ferrara. |
Publication Frequency: | Updated annually |
Bibliography: | Includes bibliographical references. |