Securities practice: federal & state enforcement.

Includes background on Securities and Exchange Commission (SEC) investigations and enforcement actions and provides a step-by-step approach for avoiding or responding to an SEC action.

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Bibliographic Details
Main Authors: Steinberg, Marc I. (Author), Ferrara, Ralph C. (Author)
Format: Electronic Website
Language:English
Published: [St. Paul, Minn.] : Thomson Reuters, 2010-
Subjects:
Online Access:Connect to this title via Westlaw Next (access restricted to current Law School faculty, students, and staff with a login and password supplied by Westlaw)
Description
Summary:Includes background on Securities and Exchange Commission (SEC) investigations and enforcement actions and provides a step-by-step approach for avoiding or responding to an SEC action.
Item Description:Database includes most recent edition only.
Authors: Marc I. Steinberg and Ralph C. Ferrara.
Publication Frequency:Updated annually
Bibliography:Includes bibliographical references.